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Another Broker Settlement Ordered – UBS

This article was written by in Investing. 2 comments.


UBS is the latest brokerage being charged for deceptive trading practices. The company agreed to pay a $54 million settlement, $18 million of which will go back to wronged customers.

Updated September 28, 2007 and originally published January 12, 2006. If you enjoyed this article, subscribe to the RSS feed or receive daily emails. Follow @ConsumerismComm on Twitter and visit our Facebook page for more updates.

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About the author

Luke Landes is the founder of Consumerism Commentary. He has been blogging and writing for the internet since 1995 and has been building online communities since 1991. Find out more about Luke Landes and follow him on Twitter. View all articles by .

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avatar JLP at AllThingsFinancial

This reminds me of a book that came out several years ago called “Wealth Building,” by David Reich (I think). Anyway, he recommended using ONLY the big brokerage firms because of their honesty. Looks like that advice was wrong.

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